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NEUROLOGY AND PSYCHIATRY
Cite as: Archiv EuroMedica. 2025. 15; 4. DOI 10.35630/2025/15/4.009
Received
4 July 2025;
Accepted 18 August 2025;
Published 22 August
2025
ELECTROCONVULSIVE THERAPY AS
AN AUGMENTATION STRATEGY IN CLOZAPINE-RESISTANT SCHIZOPHRENIA
Aleksandra Zagajewska1
,
Aleksandra Giba2
,
Aleksandra Krygowska2
,
Michał Wąsik2
,
Dorota Słupik2
,
Aleksandra Reda2
,
Aleksandra Śledziewska2
,
Magdalena Cyrkler2
,
Kamila Sieradocha3
1Infant
Jesus Clinical Hospital in Warsaw, Poland
2Military
Institute of Medicine in Warsaw, Poland
3University
Clinical Hospital in Poznań, Poland
download article (pdf)
aleksandra.zagajewska@gmail.com
ABSTRACT
Aims: This
narrative review evaluates the efficacy, tolerability, and clinical
applicability of electroconvulsive therapy (ECT) as an augmentation
strategy in clozapine-resistant schizophrenia (CRS), a particularly
severe subtype of treatment-resistant schizophrenia (TRS)
unresponsive to clozapine. It also aims to summarize current evidence
from clinical studies and highlight unresolved challenges in the use
of ECT for this population.
Methods: A comprehensive literature search was
conducted in PubMed, Cochrane Library, Embase, and Web of Science for
English-language publications from 2014 to 2024. The search focused
on studies addressing clozapine-resistant schizophrenia and
electroconvulsive therapy. Inclusion criteria comprised clinical
relevance, focus on ECT as augmentation, and sufficient
methodological quality. A total of 191 publications, including
clinical studies, reviews, and meta-analyses, were selected and
synthesized to evaluate efficacy, tolerability, and clinical
application.
Results: The
majority of studies suggest that ECT augmentation improves positive
symptoms and overall clinical outcomes in patients with
clozapine-resistant schizophrenia. Reported adverse effects are
typically mild and transient, including headache and short-term
cognitive impairment. Maintenance and continuation ECT (M/C-ECT)
appear beneficial in sustaining remission and reducing relapse risk.
Nevertheless, the overall strength of evidence is limited by
methodological heterogeneity, small sample sizes, and the scarcity of
randomized controlled trials.
Conclusions: ECT
represents a promising adjunctive intervention for
clozapine-resistant schizophrenia, particularly in cases unresponsive
to pharmacological strategies alone. Despite encouraging clinical
data, its routine implementation is constrained by limited
high-quality evidence. Further well-designed trials are needed to
define patient selection criteria, optimal treatment protocols, and
long-term outcomes, and to support the integration of ECT into
standardized treatment guidelines.
Keywords: schizophrenia, clozapine-resistant,
electroconvulsive therapy, augmentation, antipsychotic resistance
1 INTRODUCTION
Schizophrenia – overview
Schizophrenia is a severe, chronic, and complex
psychiatric disorder affecting approximately 1% of the global
population over their lifetime [1,2].
This debilitating illness is characterized by a heterogeneous
symptomatology encompassing positive symptoms (e.g. hallucinations
and delusions), negative symptoms (e.g. social withdrawal, apathy,
and blunted affect), and cognitive deficits, such as impaired memory
and executive functioning [3,4].
The disorder’s course is highly variable, with some individuals
experiencing full recovery after an initial episode, while most
endure a relapsing-remitting course [5,6].
The etiology of schizophrenia is multifactorial
and encompasses genetic predispositions [7],
infections [8],
autoimmune processes [9],
as well as social and psychological influences [10].
Comorbid conditions, including cardiovascular, metabolic, and
infectious diseases, contribute to a mortality rate 2–3 times
higher than that of the general population [11,12].
Functionally, schizophrenia leads to profound
disability, with 80–90% of patients unable to maintain employment
and a significant proportion requiring long-term support for daily
activities [13,14].
The financial burden is substantial, covering direct healthcare costs
and indirect costs due to lost productivity [15,16].
Treatment strategies primarily rely on
antipsychotic medications, beginning with the introduction of
chlorpromazine in the 1950s, alongside non-pharmacological therapies
tailored to individual patient needs [17,18].
Despite advances in pharmacotherapy, the variability in treatment
response and disease trajectory highlights the ongoing challenges in
managing this disabling condition [19,20].
Treatment-resistant
schizophrenia and clozapine-resistant schizophrenia
While many individuals with schizophrenia achieve
symptom control with antipsychotic medications, a significant
proportion experience inadequate treatment response, leading to what
is classified as “treatment-resistant” or “treatment-refractory”
schizophrenia (TRS). The most widely accepted minimum criterion for
TRS includes a failure to respond to at least two different,
non-clozapine antipsychotic drugs [16,21–27].
However, various definitions have been proposed, with some suggesting
stricter diagnostic criteria to ensure precision and consistency in
identifying treatment resistance. In 2017, the Treatment Response and
Resistance in Psychosis (TRRIP) Working Group established treatment
resistance criteria based on a global expert consensus. According to
their definition, TRS is characterized by at least moderate symptom
severity and functional impairment linked to schizophrenia, along
with insufficient improvement following two or more trials of
antipsychotic medications. Each trial must meet specific standards,
including an adequate dosage (equivalent to at least 600 mg of
chlorpromazine daily), a minimum duration of six weeks, and a patient
adherence rate of at least 80% of the prescribed doses [22].
The prevalence of TRS varies significantly across
studies, ranging from 10% to 70% of individuals diagnosed with
schizophrenia. Most authors agree that approximately 30% of patients
with schizophrenia meet the criteria for TRS [16,26,28–41].
Clozapine, developed in 1958 as the first
dibenzodiazepine atypical antipsychotic, has established itself as
the most effective treatment for patients with treatment-resistant
schizophrenia [42,43].
Initially withdrawn in the 1970s due to concerns about
agranulocytosis [42],
clozapine was reintroduced in the late 1980s following a pivotal
study by Kane et al. (1988) that demonstrated its superiority in
treating this challenging patient population [27].
Clozapine offers significant benefits, including symptomatic
improvement in both positive and negative symptoms, reduced
hospitalization and mortality rates, cost-effectiveness, and enhanced
social functioning [19,21,44–47].
It also has an unique advantage of mediating addictive behaviors and
reducing suicide rates in patients with comorbid substance use
disorders [48].
Conversely, clozapine is associated with adverse effects such as
neutropenia, agranulocytosis, sedation, constipation, sialorrhea,
orthostatic hypotension, chest pain, nocturnal enuresis, increased
seizure risk, and metabolic syndrome. However, most of aforementioned
are monitorable and manageable [49–52].
Routine hematologic monitoring is required to mitigate the rare but
serious risk of agranulocytosis [16,53–55].
“Clozapine-resistant” schizophrenia (CRS)
represents a particularly challenging subset of treatment-resistant
schizophrenia cases, where patients fail to respond to clozapine
despite its established efficacy as the gold-standard treatment for
TRS [19,21,53,56–60].
While clozapine has shown remarkable success in managing TRS,
approximately 40–70% of patients either do not achieve sufficient
therapeutic response or are unable to tolerate the medication due to
adverse effects [27,53,56–59,61–71].
The TRRIP Working Group has proposed that CRS should be classified as
a distinct subtype of TRS, termed "ultra-treatment-resistant
schizophrenia" (UTRS), characterized by persistent symptoms
after at least three months of clozapine treatment at adequate doses
(400–500 mg/day) and therapeutic plasma levels of 350 ng/mL or
higher [21,22].
This condition is also referred to as "super-refractory" or
"ultra-resistant schizophrenia" in the literature [72–74].
TRS and, especially, CRS are associated with
profound clinical and societal burdens. These groups of patients
exhibit significantly poorer daily functioning, lower quality of
life, and higher unemployment rates compared to those who respond to
treatment [28,66,75–77].
Furthermore, treatment resistance substantially increases the
frequency of hospitalizations, reflecting both the severity and
persistence of symptoms. The financial impact is also notable
[76,78]. The
costs associated with TRS are estimated to be 3–11 times greater
than for patients whose schizophrenia is in remission [76].
The treatment of clozapine-resistant schizophrenia
remains one of the most challenging areas in psychiatry, with limited
evidence-based interventions available [79].
Augmentation strategies are often employed, involving the addition of
other pharmacological agents, such as antipsychotics,
antidepressants, mood stabilizers, anxiolytics, or glutamatergic
agents [19,21,80–85].
Despite these efforts, meta-analyses of placebo-controlled trials
have demonstrated little or no consistent benefit from
pharmacological augmentation in CRS [86–89].
Moreover, the use of polypharmacy carries a higher likelihood of
adverse effects compared to monotherapy, highlighting the importance
of investigating non-pharmacological augmentation strategies [16].
Alternative approaches, such as electroconvulsive therapy (ECT),
repetitive transcranial magnetic stimulation (rTMS), and cognitive
behavioral therapy (CBT), have been proposed for addressing CRS [21].
However, the overall lack of unequivocal evidence underscores the
significant public health burden of managing CRS, highlighting the
need for continued research and innovation in treatment approaches
[63,90,91].
This narrative review aims
to synthesize current evidence on the use of electroconvulsive
therapy (ECT) as an augmentation strategy in clozapine-resistant
schizophrenia (CRS), focusing on its clinical efficacy, tolerability,
and mechanisms of action. The novelty of this paper lies in its
comprehensive integration of recent clinical trials, meta-analyses,
and consensus statements, providing an updated and critical
perspective on the evolving role of ECT in treatment-resistant cases.
Additionally, a more multifaceted view is presented than has been
emphasized in prior research.
2 METHODOLOGY
A comprehensive literature search was conducted
using electronic databases, including PubMed, Cochrane Library,
Embase, and Web of Science. The search employed a specific query
designed to identify studies focusing on clozapine-resistant
schizophrenia and electroconvulsive therapy. The query comprised the
keywords: "clozapine-resistant", "clozapine-refractory",
"CRS", "treatment-resistant", "TRS",
"schizophrenia", "electroconvulsive",
"electroshock", "shock" and "ECT" in
the title or abstract fields. Inclusion criteria were original
clinical or observational studies, systematic reviews, and
meta-analyses addressing ECT in clozapine- or treatment-resistant
schizophrenia, published within the last 10 years (2014-2024).
Exclusion criteria included editorials, letters, conference abstracts
without full-text availability, non-English papers, and studies not
involving human subjects.
The primary search yielded 53 articles that were
screened based on titles and abstracts, resulting in the selection of
47 papers comprising randomized controlled trials (RCTs), cohort
studies, retrospective analyses, meta-analyses, and systematic
reviews. Additionally, a manual search of related references
identified and reviewed 423 articles. Although no formal quality
appraisal tool was applied, methodological rigor, sample size,
outcome clarity, and peer-reviewed publication status were considered
in evaluating the quality and relevance of each study.
Ultimately, a total of 191 studies were included
in this review, and their findings were synthesized to address the
objectives of the article. This multi-step process ensured a
comprehensive and rigorous selection of relevant literature.
FINDINGS
3 Electroconvulsive therapy
as a form of treatment
History and evolution
Electroconvulsive therapy, introduced by Cerletti
and Bini in the 1930s, is the oldest biological treatment in modern
psychiatry and has been used in schizophrenia treatment for nearly 90
years [80,92,93].
Its application initially declined after the introduction of
antipsychotic medications in the 1950s but still continues to play a
significant role in the management of schizophrenia, especially in
regions with limited access to pharmacological therapies, such as
Asia, Africa, and South America [80,94,95].
Since the reintroduction of clozapine in the 1990s, ECT has
increasingly been explored and utilized as an augmentation strategy
[96,97].
Early ECT practices often resulted in side
effects, such as muscle damage, fractures and memory impairment, due
to the lack of anesthesia and the use of sine-wave devices. Modern
techniques, including anesthesia and brief-pulse wave devices, have
markedly improved electroconvulsive therapy’s safety profile
[19,98].
While now most commonly used for depression, ECT remains a key
neurostimulation tool for severe psychiatric disorders, demonstrating
enduring value within psychiatry's therapeutic armamentarium [80,92].
Mechanism of action
During the procedure, a
controlled electrical current is delivered to the brain to induce
therapeutic seizures while the patient is under anesthesia and muscle
relaxation [99,100]. Depending on electrode placement, the treatment
can be administered bilaterally, affecting both hemispheres of the
brain, or unilaterally, targeting the non-dominant hemisphere [101].
Among the variations of bilateral ECT, bifrontal ECT has demonstrated
superior clinical outcomes and fewer side effects compared to
bitemporal ECT, the latter being more frequently associated with
cognitive impairments [102,103]. Another term often used in the
literature is "sham-ECT," which refers to the procedure
involving all steps except the electrical stimulation [101].
Although the exact
mechanisms remain unclear, ECT has been linked to alterations in
neurotransmitter levels, increased neuroplasticity, and changes in
regional cerebral blood flow [70,104–106]. It has also been
suggested that enhanced blood-brain barrier permeability allows
therapeutic drugs to reach the brain more effectively [107,108].
However, positive effects of ECT may partly result from placebo
mechanisms, including patient expectations, attention from medical
staff, or the intensive nature of the care process [109,110].
Psychiatric implications
Electroconvulsive therapy is
effective in treating various psychiatric conditions but remains
controversial due to potential side effects, particularly memory loss
[111]. While there is no conclusive evidence linking ECT to brain
damage [112,113], it can still cause cognitive impairments, prolonged
seizures, and cardiovascular complications [19]. Moreover, ECT is a
resource-intensive treatment that often involves multiple sessions
over weeks and may require inpatient care, which adds to the
financial and time-related burden for patients and their families
[37,114]. Furthermore, ECT’s underutilization is influenced by
factors such as stigma, negative media portrayals, and unclear
treatment guidelines [111,115–118].
Before delving into
considerations regarding ECT augmentation in schizophrenia treatment,
the authors of this review first examined the most recent
recommendations from the American Psychiatric Association (APA). The
2025 guidelines highlight ECT as a highly efficacious treatment for
acute catatonia, supported by robust expert consensus and
observational evidence. Regarding schizophrenia, the APA recommends
ECT as a treatment option in combination with antipsychotic
medications when there is a history of positive response to ECT, when
symptoms are resistant to antipsychotic treatment (including
clozapine), or when symptoms are severe, such as in cases of violence
or significant disability [119]. These guidelines, while not
exhaustive, underscore the continued relevance of ECT in managing
schizophrenia in specific, often challenging, clinical scenarios.
4
Augmentation of ECT
Some studies focus on ECT
augmentation in treatment-resistant schizophrenia in general, while
others specifically examine cases where clozapine, the gold standard
for treatment resistance, has also failed. Although this paper
primarily addresses the use of ECT as an augmentation strategy in
clozapine-resistant schizophrenia, it also includes an analysis of
studies on TRS. This broader perspective provides valuable context
for understanding the potential benefits of ECT supplementation in
CRS.
ECT augmentation in TRS
To assess the effectiveness
of ECT augmentation in treatment-resistant schizophrenia, various
psychiatric rating scales are used, with the Positive and Negative
Syndrome Scale (PANSS) being the most common. This 30-item scale
measures positive, negative, and general psychopathology symptoms,
with higher scores indicating greater severity [97,120]. A clinically
significant reduction is typically defined as a 20% decrease, though
stricter thresholds are also used [121]. Brief Psychiatric Rating
Scale (BPRS), another tool for evaluating psychiatric symptoms,
assesses 18 items, where higher scores again reflect more severe
symptoms [122]. Both scales are essential in measuring treatment
response and provide standardized means of assessing symptom changes,
offering valuable insights into the efficacy of ECT as an
augmentation strategy.
The literature on ECT
augmentation in treatment-resistant schizophrenia generally supports
the efficacy of combining ECT with pharmacological treatments.
Studies consistently report that augmenting antipsychotics with ECT
is often more efficacious than relying on medications alone in
managing symptoms of schizophrenia [19,35,77,95,123–125], with
clozapine being shown to offer superior symptom reduction and greater
cost-effectiveness compared to alternative antipsychotic options
[19,53,54,59]. Additionally, studies indicate that ECT may result in
fewer relapses and higher rates of hospital discharge compared to
sham-ECT, further supporting the potential benefit of ECT in
treatment-resistant populations [17,118,126].
In studies by Pawełczyk et
al. (2014) [127,128], 29 and 34 patients with prominent negative
symptoms of schizophrenia, respectively, were treated with ECT and
antipsychotics. Response to AP+ECT therapy was defined as a reduction
of at least 25% in the total PANSS score. In the first study [127],
the results showed a 32% reduction in the total PANSS score, with the
most significant improvement in the positive symptom subscale (37.5%)
and the least in the negative symptom subscale (23.8%). Overall, 60%
of participants demonstrated a response to the treatment. The other
study [128] found a 30.8% mean decrease in PANSS total scores, with a
significant 38.09% reduction in positive symptoms and a 23.01%
reduction in negative symptoms. 58.8% of patients responded to the
AP+ECT therapy. Another study supporting the efficacy of ECT in
conjunction with clozapine in TRS was conducted by Masoudzadeh and
Khalilian (2007) [77], who compared ECT, clozapine, and the two
treatments together. The ECT-clozapine combination was significantly
more effective, showing a 71% reduction in PANSS scores, compared to
40% for ECT alone and 46% for clozapine alone. Positive symptom
reduction was also greatest in the combination group, reaching 80%.
Finally, Lally's systematic review and meta-analysis (2016) of 71
patients from five clinical trials found a 54% response rate to the
combination of clozapine and ECT in patients with TRS, with the rate
increasing to 66% when case reports and retrospective data were
included [118].
However, not all studies
agree on the effectiveness of ECT added to antipsychotic treatment.
Nieuwdorp et al. (2015) [129] reviewed nine RCTs that compared real
ECT to sham-ECT in conjunction with antipsychotic treatment. Data
from seven trials, involving a total of 172 participants, were
accessible. Of these, four studies reported a significant advantage
of real ECT over sham-ECT, while three studies found no difference in
symptom severity between the two groups.
Based on the available
evidence, ECT augmentation may offer significant benefits for
patients with treatment-resistant schizophrenia, particularly when
combined with antipsychotic treatments, though the results across
studies are not entirely consistent. Additional studies are required
before ECT can be incorporated into the standard treatment protocols
for TRS.
ECT
augmentation in CRS
Although clozapine remains
the gold standard for managing treatment-resistant schizophrenia, it
fails to achieve adequate symptom control in a subset of patients,
classified as having clozapine-resistant schizophrenia. While certain
authors examine the role of ECT within the broader framework of
treatment-resistant schizophrenia, others have concentrated
specifically on its utility in clozapine-resistant schizophrenia,
which constitutes the primary focus of this article. One study
specifically addressed both TRS and CRS. Grover et al. (2017) [130]
reported that 63% of patients with TRS, including CRS cases, achieved
a significant symptom reduction of more than 30% with the combination
of clozapine and ECT. In the case of clozapine non-responders, 69%
benefited from the addition of ECT.
Randomized controlled
trials, meta-analyses, open-label studies, case reports and reviews
have been analyzed, with the vast majority of studies indicating that
electroconvulsive therapy augmentation with clozapine in
clozapine-resistant schizophrenia yields positive effects and
demonstrates greater therapeutic benefit compared to clozapine
monotherapy [70,80,85,97,131–135]. In studies by Kim et al. (2018)
[134] and Kim et al. (2017) [97], response rates were 42.9% and
71.4%, respectively, both based on a 20% reduction in PANSS. Petrides
et al. (2015) [80] found a 60% response rate with a 20% reduction,
and Grover et al. (2017) [130] observed the highest response rate at
85% with the same threshold. Kho et al. (2004) [133] reported a 72.7%
response rate, though using a more stringent 30% reduction criterion.
Furthermore, studies show that electroconvulsive therapy tends to
have a more pronounced impact on positive symptoms of
clozapine-resistant schizophrenia than on general or negative
symptoms [70,80,85,133–135]. However, it has been suggested that
improvements in negative symptoms may require prolonged treatment
[136]. In a comprehensive analysis of 35 randomized controlled
trials, Yeh et al. (2023) [135] evaluated the most effective
augmentation strategies for clozapine-resistant schizophrenia. Among
the interventions, ECT emerged as one of the top three approaches for
improving overall symptoms, alongside mirtazapine and memantine.
Notably, for addressing positive symptoms, ECT was identified as the
most effective option.
Petrides et al. (2015) [80]
conducted one of the most frequently cited studies on ECT
augmentation in clozapine-resistant schizophrenia. In an 8-week,
single-blind, randomized controlled trial with a crossover phase, ECT
plus clozapine (N=20) was compared to clozapine monotherapy (N=19).
Using a stringent response criterion (≥40% reduction in psychotic
symptoms on the BPRS, CGI-severity <3, and CGI-improvement ≤2),
50% of the ECT group responded, while none in the clozapine group met
this threshold. This well-designed study highlights the efficacy of
ECT augmentation in CRS, though no significant benefits for negative
symptoms were observed.
Conversely, studies by
Melzer-Ribeiro et al. have raised doubts about the efficacy of ECT as
an augmentation strategy for clozapine-resistant schizophrenia. In
randomized controlled trial from 2017 [137], 23 patients with partial
clozapine response were randomized to receive either 12 sessions of
real ECT or sham-ECT. The study found no significant differences
between the groups in PANSS total scores or its subscales, indicating
that ECT did not outperform sham-ECT in symptom reduction. Recently,
subsequent double-blind RCT [138] further evaluated the effectiveness
of 20 sessions of ECT compared to sham-ECT in CRS patients. In this
study, 19 patients in the ECT group and 17 in the sham-ECT group
completed the trial. Results showed that only one patient (5.26%) in
the ECT group achieved a ≥50% reduction in PANSS total score,
compared to none in the sham-ECT group. A similar proportion of
patients in both groups experienced moderate improvements (≥20% but
<40% reduction), while 42% of the ECT group and 47% of the
sham-ECT group had minimal improvements of ≤10%. Moreover,
increases in PANSS scores were observed in 26% of ECT patients and
23.5% of sham-ECT patients. The findings suggest that ECT may not
provide a clear advantage over sham-ECT in CRS, as no significant
differences were observed in total PANSS score reductions, subscale
improvements, or specific symptom dimensions.
In light of the current
evidence, ECT has emerged as a promising augmentation strategy for
CRS, with most of studies reporting favorable outcomes, particularly
for positive symptoms. However, some studies have failed to show a
clear benefit over clozapine monotherapy, particularly in terms of
negative symptoms. Furthermore, a subgroup of CRS patients may not
respond to ECT, a phenomenon referred to as ECT-resistant
schizophrenia, which remains a topic of ongoing debate. There is
currently insufficient evidence to guide clinicians in selecting the
optimal treatment for this subset of patients [139]. While ECT
augmentation remains a promising option, further research is
essential to validate its role in management of CRS.
Table 1 provides a comparative summary of selected
clinical studies evaluating the efficacy and tolerability of ECT as
an augmentation strategy in treatment- and clozapine-resistant
schizophrenia. The table highlights differences in study design,
patient populations, treatment protocols, and reported outcomes,
illustrating both the therapeutic potential of ECT and the
heterogeneity of existing evidence.
Table
1. Summary of selected studies on ECT augmentation in TRS and CRS
Study |
Design |
Sample
Size |
Patient
population |
Intervention |
Outcome
Measures |
Main
Findings |
Grover
et al., 2017 |
Retrospective |
59 |
TRS,
CRS |
Clozapine
+ ECT (mean 13.95 sessions) |
PANSS,
BFCRS |
63%
of TRS patients and 69% of CRS patients responded to treatment
(PANSS score reduction ≥ 30%); ECT relatively safe |
Kim
et al., 2017 |
Retrospective |
7 |
CRS |
Clozapine
+ ECT (mean 13.4 sessions) |
PANSS |
71.4%
of patients achieved clinical remission (PANSS
score reduction ≥ 20%);
mean PANSS reduction 25.5%; no improvement in negative symptoms;
no persistent adverse effects |
Kim
et al., 2018 |
Retrospective |
30 |
TRS |
Clozapine
+ ECT vs. clozapine alone (mean 14.9 sessions) |
PANSS |
Response
rate by acute ECT 42.9% (PANSS
score reduction ≥ 20%);
statistically significant decrease of negative symptoms, but the
effect size the lowest among PANSS total and subscale factors; no
severe adverse effects |
Petrides
et al., 2015 |
Prospective,
randomized, single-blind |
39 |
CRS |
Clozapine
+ ECT vs. clozapine alone |
BPRS,
CGI-S |
Combined
group had greater symptom reduction; ECT well tolerated |
Kho
et al., 2004 |
Open-label |
11 |
CRS |
Clozapine
+ ECT |
PANSS |
8
patients achieved remission (PANSS
score reduction ≥ 30%);
ECT well tolerated |
Zheng
et al., 2016 |
Meta-analysis |
818 |
TRS |
ECT
+ non-clozapine AP vs. AP monotherapy |
PANSS,
BPRS, remission rate |
Adjunctive
ECT superior to pharmacologic monotherapy; ECT relatively
tolerable; some cases of memory imparirment and headache |
Wang
et al., 2015 |
Systematic
review and meta-analysis |
1394 |
TRS |
ECT
+ non-clozapine AP vs. AP monotherapy |
Multiple
(including PANSS, BPRS) |
ECT
augmentation superior to monotherapy; higher frequency of
headache and memory impairment in combination group |
Braga
et al., 2019 |
Pilot |
14 |
CRS |
C-ECT
(10 sessions) |
BPRS-PS,
CGI |
Gains
achieved with the acute course of ECT sustained; well tolerated |
Pawełczyk
et al., 2014 |
Pilot |
34 |
TRS
+ dominant negative symptoms |
AP
+ ECT (mean
12.3 sessions) |
PANSS,
CDSS, CGI |
58.8%
response rate (PANSS
score reduction ≥ 25%);
greatest
improvements in positive symptoms; smallest in negative symptoms;
ECT relatively safe |
Lally
et al., 2016 |
Systematic
review and meta-analysis |
192 |
TRS |
Clozapine
+ ECT (mean
11.3 sessions) |
PANSS,
BPRS, CGI |
An
overall response of 66%; adverse events reported in 14% of
identified cases |
Vuksan
et al., 2018 |
Prospective,
open-label |
31 |
TRS |
AP
+ ECT (mean
10.2 sessions) |
Multiple
(including PANSS, CGI) |
Significant
improvement in verbal memory and executive functioning; no
worsening in other cognitive domains |
Melzer-Ribeiro
et al., 2024 |
Randomized,
double-blind, sham-controlled |
40 |
CRS |
ECT
vs. sham-ECT |
PANSS,
CDRS |
ECT
augmentation of clozapine
tolerable
but not more efficacious than sham-ECT |
Predictors of response
Several studies have
investigated factors that may predict response to electroconvulsive
therapy in TRS/CRS. Clinical, neuroimaging, neurophysiological, and
genetic markers have been proposed as potential predictors [140].
Findings from Chanpattana & Sackeim (2010) research [141]
involving 138 patients with TRS suggest that younger age, shorter
illness duration, absence of comorbid substance use disorder and
cognitive impairments, fewer failed treatments, and the presence of
prominent positive symptoms are associated with better outcomes.
Negative symptoms, on the other hand, predict poorer outcomes
[141,142]. In contrast, Chan et al.'s (2019) analysis [37] of 50
patients found no clear association between treatment response and
factors such as age, sex, duration of untreated illness, or prior
clozapine failure. While these findings provide useful insights, the
connections remain inconsistent, emphasizing the need for further
research to better understand predictors of ECT response.
ECT frequency and relapse
prevention
Although ECT is effective in
inducing remission, its effects are often transient, with many
patients experiencing a return of psychotic symptoms after treatment
is abruptly discontinued [143–146]. Relapse rates within one year
can reach as high as 63.6%, with the majority of recurrences
occurring within the first six months [133,145,147,148]. One study
found a median relapse-free period of 21.5 months following acute ECT
[148]. Factors that increase the risk of symptom return include a
history of multiple psychotic episodes, higher post-ECT BPRS scores,
and a greater number of ECT sessions [149].
One approach to reduce the
risk of relapse after initial ECT (index ECT) is continuation or
maintenance ECT (C/M-ECT) [150,151]. Continuation ECT (C-ECT) is
administered after the acute phase to prevent relapse within the
first six months, while maintenance ECT (M-ECT) is used to prevent
recurrence of symptoms after six months of remission [152,153].
Maintenance ECT has been
shown to maintain clinical remission and improve the quality of life
for patients with TRS, and therefore, its employment is recommended
by many authors [43,57,80,146,154–164]. What is more, the procedure
is reported to help reduce hospital re-admissions [150,159,165–167],
with one study noting an 80% decrease in annual hospitalizations for
chronic schizophrenia [167].
Combining antipsychotic
drugs with M/C-ECT seems to be more effective than drug-only
treatment [161,168,169]; for instance, in a study of Chanpattana
(1999) [168], the use of neuroleptics alongside C-ECT resulted in a
relapse rate of 40% within 6 months, compared to 93% for either C-ECT
or neuroleptics alone.
There is no conclusive
evidence on the optimal duration of M-ECT in schizophrenia patients
[134,161,163]. However, Sackeim et al. (2001) [170] suggest that to
prevent symptom recurrence, M-ECT should be administered at least
every two months. To determine the appropriate frequency and
titration of the treatment, it is recommended to monitor symptom
severity using standardized scales such as PANSS or BPRS [159].
Further research is needed to establish clearer guidelines for the
long-term administration of maintenance electroconvulsive therapy and
its combined use with other treatments.
Impact on quality of life
The impact of
electroconvulsive therapy on the quality of life (QOL) in patients
with treatment-resistant schizophrenia or clozapine-resistant
schizophrenia is complex, with improvements often occurring at a
slower rate than symptom reduction [37]. While some studies indicate
significant QOL improvements following ECT, particularly in domains
such as physical capacity, health, and environmental satisfaction
[171,172], others report no significant changes in overall QOL
[37,173]. This variability highlights the multifaceted nature of QOL,
which is influenced by a range of factors. Notably, the relationship
between cognition and QOL is inconsistent. While improvements in
cognition have been linked to better QOL in some studies [174], other
research suggests that cognitive gains may sometimes result in lower
QOL scores, potentially due to increased insight into the illness
that may lead to feelings of depression or distress [37,175,176].
Furthermore, the severity of psychotic symptoms has shown weak or no
correlation with QOL outcomes in some studies [177,178].
Additionally, factors such as re-admission rates have been found to
negatively impact QOL, with patients experiencing more frequent
hospitalizations reporting lower satisfaction with treatment and
diminished quality of life [179]. Overall, while ECT has demonstrated
efficacy in reducing symptoms in TRS/CRS, its effects on QOL remain
inconsistent and appear to be influenced by a variety of
psychological, clinical, and contextual factors.
Impact
on cognition
Cognition, alongside quality
of life, is often discussed in the context of ECT. Around 80% of
individuals with schizophrenia face significant neuro- and
sociocognitive deficits [180,181]. At the same time, concerns about
potential cognitive side effects remain a major consideration in the
use of ECT [134]. Therefore, investigating the true relationship
between ECT augmentation and cognitive function in schizophrenia is
of particular importance.
Evidence indicates that ECT
does not result in persistent cognitive impairments [146,182,183].
While temporary issues with cognition, such as disorientation of time
or memory difficulties, may occur shortly after treatment, these
effects are typically mild and resolve within days to weeks
[85,97,128,130,184]. Notably, no significant changes in global
cognition, as assessed by tools such as the MMSE, have been observed
in well-designed trials [77,80]. In fact, several studies reported
cognitive improvements following ECT [37,185], including enhanced
verbal memory, executive functioning, and cognitive flexibility
[121]. On the whole, while transient side effects related to
cognition may occur, the long-term cognitive profile of ECT appears
favorable.
Adverse
effects
Like any treatment, ECT
augmentation in TRS/CRS is associated with potential side effects,
aforementioned cognitive impairments being one of them. Among
identified studies, headaches [35,85,127,128,134,138,169] and indeed
mild, transient cognitive impairments (particularly affecting memory)
[35,85,128,130,138,169] were mentioned most commonly. Other
frequently reported adverse effects include nausea [127,128,134,138]
and prolonged seizures [130,186,187]. Additionally, cardiovascular
manifestations like risen blood pressure, tachycardia, or bradycardia
were highlighted in a few studies [130,186,188,189]. Less commonly
recorded adverse effects include delirium [37,130], muscle soreness
[128], drowsiness [138] and dizziness [138]. Importantly, most
undesired events were manageable with conventional treatments.
Furthermore, many studies found no evidence of persistent or serious
adverse effects following ECT
[19,21,77,80,97,127,133,146,159,163,190,191]. Based on the findings
of Lally et al.'s meta-analysis, side effects may occur in up to 14%
of cases, highlighting the relatively low incidence of adverse
reactions to ECT augmentation in the discussed population [118].
These results suggest that incorporating ECT in TRS/CRS treatment is
relatively safe and well-tolerated, with adverse effects being
uncommon and generally manageable.
5
DISCUSSION AND LIMITATIONS
Treatment-refractory schizophrenia, particularly
when unresponsive to clozapine, is characterized by high disability
rates, frequent hospitalizations, and substantial financial strain,
all of which create significant challenges for patients, their
families, and healthcare providers. Managing clozapine-resistant
cases is demanding. Limited evidence for the effectiveness of
pharmacological augmentation and an increased risk of adverse effects
from polypharmacy underscore the need of seeking alternative
treatment modalities.
Electroconvulsive therapy has shown promise in
augmenting antipsychotic treatments, particularly clozapine, with
studies consistently reporting superior symptom reduction and
cost-effectiveness compared to pharmacological monotherapy. ECT
appears to be particularly effective in alleviating positive symptoms
of schizophrenia, while its impact on general or negative symptoms
may be less pronounced. Continuation or maintenance ECT further shows
potential in reducing relapse rates and sustaining symptom remission.
Importantly, ECT augmentation seems to be generally well-tolerated,
with adverse effects such as headaches and mild, transient cognitive
impairments being rare and manageable.
The conclusions of this review are generally
consistent with previous research. Nevertheless, there are several
limitations and the interpretation of the current findings requires
caution. The literature on ECT augmentation in clozapine-resistant
schizophrenia provides limited high-quality evidence, as only a small
number of large, well-designed randomized controlled trials have been
conducted. Many analyzed studies involved small samples,
single-center designs, or lacked blinding, increasing the risk of
bias. Moreover, the available evidence is marked by notable
methodological variation across studies, including differences in
patient selection, response criteria, concurrent therapeutic
interventions, electrode placement, treatment frequency, and total
number of sessions, which may also contribute to the differing
conclusions reported in some studies. That heterogeneity limits the
ability to adequately compare the results. Finally, the current work
synthesizes findings narratively and without advanced statistical or
visual synthesis, which constrains the ability to precisely estimate
the strength of the provided evidence.
6
CONCLUSIONS AND FUTURE RESEARCH PERSPECTIVES
This
review integrates current clinical data on ECT augmentation in
clozapine-resistant schizophrenia and highlights unresolved aspects
of its implementation.In
summary, ECT represents a valuable therapeutic option for
clozapine-resistant schizophrenia, yet its use should be guided by
individualized risk-benefit assessment and further supported by
high-quality clinical evidence.Future
research should aim to:
- conduct
large-scale, well-controlled trials assessing the short- and
long-term efficacy and safety of ECT-clozapine combination;
- identify
clinical or biological predictors of ECT response in CRS patients;
- determine
the optimal frequency and duration of maintenance or continuation
ECT;
- evaluate
cognitive and functional outcomes over time;
- assess
cost-effectiveness and quality-of-life benefits;
- and
address persistent misconceptions about ECT through public health
communication.
DISCLOSURES
Authors’
Contributions
Conceptualization:
Aleksandra Zagajewska; methodology: Aleksandra Zagajewska, Magdalena
Cyrkler; analysis and investigation: Aleksandra Zagajewska,
Aleksandra Giba, Aleksandra Krygowska; resources: Aleksandra
Zagajewska, Aleksandra Giba, Aleksandra Krygowska, Aleksandra Reda;
data curation: Aleksandra Zagajewska, Aleksandra Giba, Michał Wąsik;
writing – original draft: Aleksandra Zagajewska, Aleksandra Giba,
Aleksandra Krygowska, Michał Wąsik, Dorota Słupik, Aleksandra
Reda; writing – review and editing: Aleksandra Śledziewska,
Magdalena Cyrkler, Kamila Sieradocha; visualization: Michał Wąsik,
Dorota Słupik; supervision: Aleksandra Zagajewska; project
administration: Aleksandra Zagajewska, Aleksandra Śledziewska
Artificial
Intelligence Disclosure
Artificial intelligence
tools (e.g., ChatGPT, OpenAI) were used to assist with language
editing, structural refinement, and the formulation of selected
textual segments (e.g., background synthesis, objectives,
conclusions). All AI-assisted content was critically reviewed,
fact-checked, and finalized by the authors.
Conflicts
of Interest
Authors have no conflict of
interest to declare.
Funding
This publication was
prepared without any external source of funding.
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